1 - 10 of 13,765 Finra jobs

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  • UBIS Call Center Rep - FINRA Licenses Required

    Union Bank

    - Glendale, CA

    Skills & Requirements: Requires FINRA Series 7 and Series 63 licenses; or Series 7 and Series 66 licenses. Thorough knowledge of securities markets and investment products.

    30+ days ago from Union Bank
  • FINRA Technical BA

    NEW

    Grafpart

    - New York, NY

    nical team members Perform duties independently under general, minimal supervision within specific assignments UAT Sharepoint SQL Queries FINRA Compliance Regulatory Reporting...

    10 hours ago from Dice
  • FINRA Licensed Retirement Plan Call Center Representative - June 9

    Great West Financial

    - Glendale, WI

    Financial Services industry to bring your FINRA licenses? Empower Retirement, a top ... considering candidates that currently hold FINRA Series 6 and 63 licenses. Primary...

    15 days ago from ZipRecruiter
  • Compliance Advertising Specialist FINRA 7 & 24 required

    Next Financial Group

    - Houston, TX

    • 2+ year(s) of industry experience; • FINRA Series 7 and Series 24 licenses required, will be required to obtain FINRA license 66 with 120 days of hire, may be required to obtain...

    25 days ago from ZipRecruiter
  • ActiveMQ Expert

    NEW

    Finra

    - Rockville, MD

    Position: ActiveMQ expert Duration: 12 Months Location: MD F2F interview Must Job requirements: ActiveMQ expert Be able to independently engineer, analyze, and support complex...

    6 hours ago from The Ladders
  • Regulatory Coordinator - Member Regulation, ROOR- New York, NY(Job Number: 003863)

    Finra

    - New York City, NY

    to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... qualified protected veterans. ©2014 FINRA. All rights reserved. FINRA is a...

    23 days ago from eFinancial Careers
  • Examination Manager - Member Regulation, Sales Practice - San Francisco, CA(Job Number: 004130)

    Finra

    - San Francisco, CA

    About FINRA FINRA is an independent, non-governmental regulator for all ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA...

    23 days ago from eFinancial Careers
  • FINRA Licensed Retirement Plan Call Center Representative - June 9

    Great-West

    - Glendale, WI

    Financial Services industry to bring your FINRA licenses? Empower Retirement, a top ... considering candidates that currently hold FINRA Series 6 and 63 licenses. Successfully...

    7 days ago from Great-West
  • Private Client Group Relationship Manager (FINRA Licensed)

    PNC

    - Greensburg, PA

    As a Relationship Manager for PNC's Private Client Group, you will be part of a successful organization with a strong commitment to leadership in the affluent marketplace. Our...

    12 days ago from PNC
  • Business/Systems Analyst with SEC or FINRA

    TEKsystems

    - Jersey City, NJ

    Must be knowledgeable about SEC and FINRA licensing regulations, and any ... Documents (BRD's) 3) knowledge of SEC and FINRA licensing regulations Join TEKsystems...

    25 days ago from TEKsystems
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