1 - 10 of 10,516 Finra jobs

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  • Lead Training Specialist

    Finra

    - Rockville, MD

    your resume through our career site at www.finra.org/careers – no phone calls, please. ... and delivery of learning solutions to FINRA regulatory staff. This position will have...

    9 days ago from FINRA
  • FINRA Summer Extern, Office of Risk (UNPAID)

    New York City, NY

    regulatory operations via the mitigation of FINRA operational risks.Essential Job ... to the FINRA Careers site, enter www.finra.org/careers into your browser to reach...

    8 days ago from None
  • FINRA Summer Extern, Office of Risk (UNPAID)

    Finra

    - New York, NY

    your resume through our career site at www.finra.org/careers – no phone calls, please. ... operations via the mitigation of FINRA operational risks. Essential Job Functions:...

    10 days ago from FINRA
  • Legal & Compliance Counsel (SEC/FINRA)

    Selby Jennings

    - New York City, NY

    Regulatory Industry Authority (“FINRA) Responsibilities: Provide legal counsel and ... institution SEC and FINRA experience required If interested please apply in with an...

    14 days ago from Selby Jennings
  • FINRA Licensed Trade Support Representative

    TradeStation Group

    - Chicago, IL

    FINRA Licensed Trade Support Representative Chicago, IL This position will be responsible ... as the job role evolves Direct hires only. FINRA, licenses, customer, service, trade,...

    5 days ago from Tradestation Group
  • Investment Support Specialist - Broker Service Center - FINRA Series 7 Required

    JPMorgan Chase

    - San Antonio, TX

    ndividual and group goals Self discipline Patience Fluency in Spanish a plus **2 years financial industry experience, a bachelor's degree, and FINRA Series 7 required (7 & 63 or...

    20 days ago from JPMorgan Chase & Co
  • Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE), Equities

    Finra

    - New York, NY

    relevant rules and regulations enforced by FINRA across multiple equities exchanges. The ... to determine compliance with federal, FINRA and other(INS: :INS) SRO’s rules and...

    5 days ago from FINRA
  • Financial Operations Examiner - Member Regulation, ROOR

    Finra

    - New York, NY

    to work at locations extraneous to FINRA facilities for the purpose of performing ... issues to senior management of FINRA, member organizations’ and other regulatory...

    7 days ago from FINRA
  • Regulatory Analyst,Options Regulation

    Finra

    - New York, NY

    laws, rules and regulations enforced by FINRA. Essential Job Functions: * Routinely ... laws, rules and regulations enforced by FINRA; performs preventive compliance...

    5 days ago from FINRA
  • Enforcement Investigator

    Finra

    - New York City, NY

    with FINRA. Important Information FINRA’s Code of Conduct imposes restrictions on ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA...

    18 days ago from FINRA
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