1 - 10 of 8,617 Finra jobs

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  • Securities Attorney with experience working with FINRA and SEC

    BCG Attorney Search

    - West Palm Beach, FL

    with experience working directly with FINRA, the SEC, and OTCMarkets.com. The candidate should be able to draft: 1934 Act Reports; 10-K's, 10-Q's and 8-K's; 14C Information...

    23 days ago from BCG Attorney Search
  • Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE), Equties

    NEW

    Financial Industry Regulatory Authority (finra)

    - New York, NY

    About FINRA FINRA is an independent, non-governmental regulator for all ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA...

    1 day ago from Just Jobs
  • Compliance Advertising Specialist FINRA 7 & 24 required

    Next Financial Group

    - Houston, TX

    • 2+ year(s) of industry experience; • FINRA Series 7 and Series 24 licenses required, will be required to obtain FINRA license 66 with 120 days of hire, may be required to obtain...

    4 days ago from ZipRecruiter
  • FINRA Legal Extern (unpaid) - Market Regulation, Legal

    Finra

    - New York City, NY

    does not take you directly to the FINRA Careers site, enter www.finra.org/careers ... accommodations. About FINRA FINRA is an independent, non-governmental regulator...

    30+ days ago from Jofdav
  • Chief Compliance Officer-FINRA MSRB and NFA Member Firm

    Celadon Financial Group

    - Chatham, NJ

    and membership requirements for FINRA member firms and RIA’s. Interaction between ... Fluent with all current FINRA issues and concerns. Working knowledge of FINRA, SEC,...

    28 days ago from ZipRecruiter
  • Senior Applications Security Engineer

    Finra - Financial Industry Regulatory Authority

    - Rockville, MD

    to the FINRA Careers site, enter www.finra.orgcareers httpwww.finra.orgcareers ... openings at www.finra.orgcareers httpwww.finra.orgcareers . Search Firm...

    7 days ago from Dice
  • Financial Operations Examiner - Member Regulation, ROOR

    NEW

    Financial Industry Regulatory Authority (finra)

    - New York, NY

    consider a career with FINRA. Please note: FINRA's Code of Conduct imposes ... policy on nepotism. About FINRA The Financial Industry Regulatory Authority (FINRA)...

    1 day ago from Just Jobs
  • Associate Examiner, Member Regulation, ROOR

    NEW

    Financial Industry Regulatory Authority (finra)

    - New York, NY

    and initiative, consider a career with FINRA. Please note: FINRA’s Code of Conduct ... veterans. ©2015 FINRA. All rights reserved. FINRA is a registered trademark of the...

    1 day ago from Just Jobs
  • Regulatory Analyst (Contractor), Member Trading

    Finra

    - New York City, NY

    About FINRA FINRA is an independent, non-governmental regulator for all ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA...

    15 days ago from Jofdav
  • Compliance Examiner - Member Regulation, Membership Application Program

    Finra

    - New York City, NY

    About FINRA FINRA is an independent, non-governmental regulator for all ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is...

    15 days ago from Jofdav
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