1 - 10 of 14,689 Finra jobs

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  • Examination Manager - Member Regulation, Sales Practice - San Francisco, CA(Job Number: 004130)

    Finra

    - San Francisco, CA

    About FINRA FINRA is an independent, non-governmental regulator for all ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA...

    30+ days ago from eFinancial Careers
  • UBIS Call Center Rep -FINRA Licenses Required

    Union Bank

    - Glendale, CA

    Additional Skills Required: Requires FINRA Series 7 and Series 63 licenses; or Series 7 and Series 66 licenses. Thorough knowledge of securities markets and investment products.

    4 days ago from Union Bank
  • FINRA Extern - Office of the Ombudsman (Unpaid)

    Finra

    - Rockville, MD

    The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual ... about operations, enforcement or other FINRA activities. Externs perform a variety of...

    12 days ago from FINRA
  • Licensing Coordinator (FINRA)

    Jba International

    - Agoura Hills, CA

    complete all necessary tasks for initial FINRA Licensing, maintenance, and ... improvement while ensuring compliance with FINRA and other relevant regulations. Handle...

    18 days ago from JBA International
  • Business/Systems Analyst with SEC or FINRA

    TEKsystems

    - Jersey City, NJ

    Must be knowledgeable about SEC and FINRA licensing regulations, and any ... Documents (BRD's) 3) knowledge of SEC and FINRA licensing regulations Join TEKsystems...

    30+ days ago from TEKsystems
  • FINRA Extern - Office of the Ombudsman (Unpaid)

    Finra

    - Rockville, MD

    FINRA” web page http://www.finra.org... The information provided above has been designed ... regulator. FINRA employees are required to disclose to FINRA all brokerage accounts...

    13 days ago from Jofdav
  • Neutral Management Recruiter/Trainer - Dispute Resolution, Neutral Management

    NEW

    Finra

    - New York, NY

    The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual ... well-qualified arbitrator candidates for FINRA Dispute Resolution. Work independently to...

    3 days ago from FINRA
  • Investment Support Associate - Broker Service Center - FINRA Series 7 Required

    JPMorgan - Finance Industry

    - San Antonio, TX

    ine • Patience • Fluency in Spanish a plus **2 years financial industry experience, a bachelor's degree, and FINRA Series 7 required (7 & 63 or 66 preferred). If you don't have...

    21 days ago from VelvetJobs
  • Director, Quantitative Research

    Finra

    - New York, NY

    The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual ... quantitative research expert working with FINRA staff to build sophisticated predictive...

    5 days ago from FINRA
  • Neutral Management Coordinator - Dispute Resolution

    Finra

    - New York, NY

    The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual ... your resume through our career site at www.finra.org/careers – no phone calls, please.

    6 days ago from FINRA
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