1 - 10 of 29,003 Compliance Officer jobs

  • Senior Compliance Officer

    INVESCO

    - Downers Grove, IL

    responsibility of the Senior Compliance Officer position is to assist Invesco ... agency requirements To ensure compliance of the Invesco Powershares...

    6 days ago from Invesco Ltd
  • Healthcare Compliance Officer

    NCI

    - Reston, VA

    Healthcare Compliance Officer ( Compliance Officer ), in Reston, Virginia or Nashville, ... * 3-7 years of experience in compliance/audits...

    18 days ago from NCI
  • Compliance Officer

    Mortgage Master

    - Walpole, MA

    Position: Compliance Officer for Mortgage Master will report to the Legal Department and ... compliance program. Work with the business,compliance,and/or technology staff to advise...

    8 days ago from Mortgage Master
  • Senior Compliance Officer

    Financial Services

    - New York City, NY

    implementation, and evaluation of compliance programs for the firm’s clients in ... requirements * Manage a team of compliance professionals, and provide outsourced...

    30+ days ago from Green Key Resources
  • Compliance Officer

    Selby Jennings

    - New York City, NY

    related experience (recent) as a compliance officer. CRCM Certification is desirable. ... commercial lending operations and related compliance laws -and regulations. Experience...

    4 days ago from Selby Jennings
  • Compliance Officer

    First American Financial

    - Santa Ana, CA

    Compliance Program. • Supports Senior Compliance Officers in performing compliance ... with Legal Department, Chief Compliance Officer, and Senior Compliance Officers as...

    8 days ago from First American Financial Corporation
  • Compliance Officer

    On Deck Capital

    - New York City, NY

    to help build a leading Compliance Program in the non-bank business-lending ... and monitor and review compliance controls * Compliance training and...

    6 days ago from On Deck Capital
  • Equity Sales and Trading Compliance Officer

    Morgan Stanley

    - New York City, NY

    Background on the Team The Global Compliance Department manages a Firmwide Compliance ... The Equity Sales and Trading Compliance Group (“Equity Compliance”) advises and...

    10 days ago from Morgan Stanley
  • Senior Compliance Officer

    RBC

    - Minneapolis, MN

    including Compliance staff, regarding compliance and related issues. Act as a ... supervisory procedures. Represent the Compliance Department on a variety of...

    6 days ago from RBC
  • Compliance Officer - Financial Technology Start up in SF!

    Robert Half Finance & Accounting

    - San Francisco, CA

    Officer and based in San Francisco. The compliance manager will be responsible for ... improvement and maintenance/execution of the compliance program and help support other...

    6 days ago from Robert Half Finance & Accounting
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